Paper prepared for the Conference on "Movimientos Cíclicos y Recurrencias en
Política y Economía" sponsored by Fundación Pablo Iglesias, Madrid May 18-21, 1992. This
paper incorporates but substantially expands on the section on cycles in our "Civil
Democracy: Social Movements in Recent World History" in Transforming the
Revolution:Social Movements and the World-System by S. Amin, G. Arrighi, A.G. Frank &
I. Wallerstein [New York: Monthly Review Press 1991.]
If cycles of protest are such watersheds of social and political change, then why is it
that ... we have so few studies of such cycles?"
Sidney Tarrow (1991b:11)
The author of among the most outstanding of the "few" studies on cycles of
social/protest movements (Tarrow 1983, 1991a,b) answers his own question: Because they are
a moving target, they interweave with institutions, and there are problems with "the
way they have been conceived and studied" (Tarrow 1991b:11). We can agree that there
are such conceptual problems in the studies of "cycles" of social/protest
movements, including those by Tarrow himself.
To help clarify these problems, we should distinguish and seek to answer the following
different questions:
- Are there and do we refer only to life cycles of birth-development-peak- decline-demise
within social movements themselves?
- Are there as well, and can we identify, a wave like pattern of social movements, whose
recurrent rise and decline appears "cyclical"?
- If so, does this wave like pattern meet the criterion of a true cycle in that both the
upper and lower turning points are endogenously generated?
- If so again, is this endogeneity within the cycle of social protest movements themelves,
or is the endogeneity of the cycle at least to be found in the needs and opportunities,
which are generated by the institutions with which the movements interweave? Or
- can the cyclical pattern of social protest movements be traced to economic, demographic,
generational or other factors that themselves display a recurent wave like or even
cyclical pattern of growth and decline, which in turn generartes "cycles" of
social protest movements? In other words, how do we explain and account for the
"cycles" in and of social protest movements that we may observe?
The answers to these and other related questions are less than clear in the writings of
Tarrow and other students of social/protest movement cycles. Tarrow himself hardly
distinguishes between the first two questions and never poses the third, at least
regarding the cycles of movements. He answers negatively to the 5th question about social
movement cycles responding to economic or other "external" cycles. Instead,
Tarrow's explanatory efforts are in terms of the 4th questions: He seeks - but we think
partly fails - to explain cycles in and of social protest movements through the
"political opportunity structure" [POS] generated by and in the mostly political
institutions within wich the social movements rise and decline.
Sometimes, indeed mostly, Tarrow speaks to the first question; and he answers it
affirmatively, that social/protest movements do have life cycles of their own. Here and
there, he refers to the second question and/or refers us to others who have identified
recurrent cycles of movements. Tarrow (1991a,b) suggests that social movement [SM] cycles
are like business cycles. However, his analogy is NOT well taken. SM cycles are like a
"life cycle" of upward, peak, downward, which of course most all SMs do have. So
do business cycles. But that is NOT the important and interesting cyclical aspect of Sms
or of business cycles. The important aspect of business cycles is that the upper and lower
turning points are endogenous to/in the system in which they occur and/or that the up
leads to the down and the down leads to the up. That does happen in Tarrow's treatment of
BCs, and THAT is why they are cycles; but it does not happen in his treatment of SM
"cycles."
We can briefly consider the question of the endogeneity or exogeneity of turning points
in terms of a discussion of long economic "Kondratieff" [K] cycles, to which we
will also return below. In regard to Kondratieffs, Ernest Mandel for instance argues that
only the upper turning point is endogenous [that is the up leads to the subsequent down],
but the lower turning point is not. If that is true, then the K cycle is not a true cycle.
David Gordon and we among others think the lower turning point is probably also
endogenous, that is the down also leads to the up of the K cycle, although in recent
writings Gordon now seems to distance himself from this view (Frank, Gordon & Mandel
1992). In the Tarrow version of SM cycles, this whole problematique -and therefore the
real cyclicalness of SMs - is almost absent. This problematique is present in our
treatment of SM cycles below, but it remains not very satisfactorily resolved. The
temporal and causative relation of cycles both in and of Sms to K cycles is in dispute and
remains unclear. However, if it cannot be unambiguously established that the ups and downs
of K waves generate the ups and downs of SM cycles, or vice versa; we must still identify
the causative up and down dynamic behind SM waves and downs, or what makes the turning
points endogenous and makes the "cycles" repetitive, be these causes in some
other -eg. demographic or generational- cycle, or be they internal to SMs themselves,
which would make them true cycles.
A number of students of social/protest movements have inquired into the 5th question
above, especially with regard to the relations between social movements and long
Kondratieff cycles. However, views differ widely. For instance, Frank and Fuentes (1986)
and Fuentes and Frank (1988) suggest that social movements are "more numerous and
stronger" in Kondratieff B downward phases. Friberg (1987:2) also sees a historical
relation "to so called Kondratieff cycles...protest activity being more pronounced
during the downturn" and citing 1815-48, 1873-96, 1914-45,"and the economic
downturn after 1970." Moreover, Goldstone (1980) suggests that the incidence of
social movements' success "seems to depend heavily on the incidence of broad
political and/or economic crisis in the society at large" (cited in Tarrow 1986:46).
Huber (1987, 1988), on the other hand, argues that "the social movements gain
strength at the top, upper turning point and decline (stagnation) of a long wave, and to
defuse to wider popular circles with the further course of the decline, with which by and
by they however also again loose strength. With the transition to a new long wave, they
recede into the background insofar as they have not exhausted and undone themselves --
only to reappear again decades later with even greater force". For Huber, periods of
dynamic economic expansion to 1815, bourgeois glitter-and-glory 1850-67/73, belle epoque
1890-1910, and economic wonder 1948/52-67/73 "forge reactive resistance and social
and ecological problems," which then generate the cause and content of social
movements. Nonetheless, Huber also says that economic "system development and social
movement occur in mutual relations with each other, simultaneously or with a lag, but in
part also independently of each other" (Huber 1988:431).
For Tarrow (1986), however, although "cycles of protest and their implications for
change ... do not coincide with economic cycles in any way, protest movements appear to
cluster in identifiable periods, and to be associated with substantial policy innovation
during such periods." Similarly, Brand (1987) also finds that social movements come
and go cyclically, but after comparing them with country-specific Kondratieff ups and
downs concludes that "these movement waves coincide not with long-term economic
cycles but with recurring waves of tendencies critical of modern civilization"
(emphasis in original). Brand finds that in the past two centuries, the first wave of
social movements he identifies coincides with the middle of the 1815-48 Kondratieff B
downturn phase. The second one was at the turn of the century during the pronounced
1896-1913 Kondratieff upswing. An uncertain "cleft wave" of social movements in
the 1920s and 1930s occurred during another Kondratieff B phase. Finally, the present wave
of new social movements began at the 1960s upper turning point from the post-war
Kondratieff upswing to the present Kondratieff B downswing. Thus, by Brand's reading,
"mobilization waves are to be found in both down-swing and up- swing phases as well
as at the turning-points of the K-cycles. There is clearly no systematic connection
between the two." Van Roon (1988) also fails to find any systematic connection
between social movements and either Kondratieff economic cycles or even industrial or
other structural transformation. Finally and to complicate matters still more, the second
author of this article now argues that we should not put all social movements into one
bag, among other reasons, because some move with the A phase and others with the B phase
of K cycles, as she will observe below.
Thus, the question of the relation between social movements and economic or other
cycles remains in doubt pending further research. Trarrow is probably right when he says
we cannot identify cycles of protest by simply extrapolating to them from normal trends
in economic activity. Nor can we predict mechanically the timing of a cycle or its
magnitude from the frequencies of past occurrences. Protest cycles resemble politics in
general in their uneven and irregular diffusion across time and space. What we can say
about cycles of protest is that they are characterized by heightened conflict across the
social system: not only in industrial relations, but in the streets; not only there but in
the villages or in the schools (Tarrow 1991a: 45-6).
Nonetheless, we can begin to examine how social movements have (cyclically?) clustered
and been related among themselves. In so doing, of course, we also begin to examine and
(re)establish the historical presence of these "other" social movements.
A convenient, but by no means exhaustive, listing of "typical streams of social
movements which ... largely overlap in real movements" is that of Huber (1988:427):
labor movement, women's movement, youth movement, old people's movement, movements for
reform of life and critique of civilization, ecological and environmental movement,
peasant and rural movement, preservation of home and culture including regionalism and
localism, peace movement, expansion of conciousness and sensitive self experience, and
spiritual- religious movements. This variety, Huber suggests, signifies that not the
sociocultural intentionality, but that the participants are the determinants of these
movements. However that may be, the evidence summarized in Tables 1 and 2 seems to confirm
Tarrow's (1991a:49) observation that "cycles of protest also seem to arise across
systems and economic sectors during the same historical periods." Indeed, they do so
not only among different but perhaps overlapping movements in particular countries, but
also among various countries in the West and for peasant movements throughout very many
around the world.
Social movements undoubtedly have a millenarian and global history. For present
purposes however, we confine their review to the past two centuries, for which we also
have a better historical record. Nonetheless, even this record is very concentrated in a
few Western countries, for which it is very country-specific. We will try, however, also
to expand our review to other areas of the world, even especially by reviewing records of
peasant movements around the world.
Following the compilations by our principal sources (Brand 1987, 1988 and Huber 1987)
for the past two centuries, we may distinguish and classify "other" (non- class
or national) social movements in core countries, principally the United States, United
Kingdom, Germany and France, as those by women, for peace, for ecology/against industry,
for community, and for changes in consciousness. For other areas of the world, we may draw
on the Encyclopedia of World History by Langer (1948, 1972). We shall also draw on Huizer
(1972) for Latin America, Huizer (1980) for South East Asia, Mukherjee (1988) for India,
and Wolf (1969) additionally for Russia, China, and Algeria to review peasant movements in
these areas. The compilation of these "other" social movements is summarized in
Tables 1 and 2, which offer a comparative overview of the incidence or timing by decades
and sometimes years of occurrence and general location of these movements and their
correlation or lack of it with Kondratieff up and down phases.
The first (impressionistic?) observation is that there seems to have been significant
bunching or clustering of social movements. Not only did particular kinds of social
movements, eg. womens, peace, or ecological take place over roughly the same historical
periods in different countries; but all of these and other social movements in various
countries also appear clustered during the same historical periods. Moreover in Table 1,
we can distinguish three major and a couple of minor periods since 1800 during which these
social movements apparently became stronger and more numerous than in the intervening
times. Whether this constitutes evidence for the existence of a cycle of social movements
themselves is another question. The last column of Table 1 summarizes the peasant
movements detailed in Table 2 and suggests that they too rose and fell in wavelike form
around the world, but that the timing of peasant movements hardly coincides with that of
other social movements, except during the early 20th century.
The first upsurge of social movements (since 1800 though not necessarily the first if
we look farther back) clusters in the twenties, thirties and forties of the 19th century.
In 1811- 16, the British Luddites resisted the negative consequences of industrialization
through a sort of ecological movement. Mennonites and Quakers founded peace societies
after the Napoleonic Wars. Community movements in the US and UK and consciousness
movements, such as romanticism, in Europe already begin earlier in the century, but
continue towards mid century, when they appeared as "Young" Germany, France,
Italy, Ireland, and similar movements. Womens, peace and ecological movements,
particularly in the US and the UK, and the last also in Germany, predominate in the 1830s
and 1840s, though womens movements in the UK and Germany also continue into the 1850s and
1860s.
Significantly, there were substantial links among these and other social movements.
Thus the American womens movement, culminating in the 1848 Seneca Falls Convention and
Declaration, had links to the contemporary temperance, other moral reform, and
anti-slavery movements. Similarly, both American and, after the decline of the 1830s
Chartists, the British (Mary Wollenstonecraft) womens movement had links or overlapped
with the Owenite and Fourier utopian socialist alternative communitarian movements. In
Germany, the brief upsurge of a womens movement was related to the 1848 revolution. In all
these countries however, the following decades appear marked by a notable absence of
recorded social movements, except for the continuation of the anti-slavery movement in the
United States and the rise of peasant movements in many other parts of the world (see
below).
The next marked upsurge, again of all of these movements and now also including peasant
movements, is during the last decade of the 19th century and the first one of the 20th
century. The first but also the second decade of this century witness new womens
movements, now everywhere demanding the suffrage, in the US, UK and Germany, and also in
Latin America. In various countries World War I is preceded by peace, anarchist and
bohemian alternative, as well as ecological and community movements, like the American
"wilderness cult," (conservationism, the National Park System, Sierra Club and
Audubon Society), the British "back to the country" and "garden city"
movements and the German "Heimat," and "blood and land" as well as
"civilizational" consciousness movements. The 1920s and part of the 1930s
witness a lesser renewed upsurge of social movements in core countries, again accompanied
by peasant movements elsewhere. The latter reappear in some areas after World War II and
in the 1960s. The next major cluster of bunched "new" social movements appears
in the mid 1960s and continues today. Brand 1988 argues that social movements decline
again in the 1980s. However, the peace, womens and ecological movements increased in core
countries at least through the mid 1980s (and Brand's table sill displays them in the
early 1980s), and all kinds of social movements have certainly grown in the 1980s in the
then "Socialist East" and the Third World South.
What sense can we make of all or even any of this? How can we relate the ups and downs
of these social movements to each other, to other circumstances or cycles of economic
growth, hegemony or colonialism, and of course to the "classical" class and
national movements?
First of all, the fact that other investigators not only identify but also compile and
classify "other" social movements in the past is further evidence that they are
not "new" but are instead a (partially hidden) part of our history. Secondly,
the very fact that these social movements seem and tend to coincide in time from one
country to another and also as between different movements suggests that their upsurge(s)
and abatement(s) is/are not coincidental. Apparently, they respond largely simultaneously
to changing historical circumstances, which seem to occur at least part system-wide.
They may be economic. But their correlation with, let alone possible determination by,
Kondratieff cycles is less than clear. The first major wave of social movements coincides
largely with a Kondratieff downturn (or begins, as Huber would read it, near the
Kondratieff top). So does the current wave of social movements, which began in the late
1960s. However, the intervening second wave of social movements coincided largely with the
1896-1913/20 "Belle Epoque" Kondratieff upturn, and with some exceptions they
weakened during the economic crisis of the late 1920s and 1930s.
With regard to peasant (social) movements however, we may be on firmer ground in
looking for or attributing common world systemic changes in political economic
opportunity/necessity structures. It might seem curious to expect or find that
"local" peasant movements in very different parts of the world should also share
temporal clusters. And yet, although some peasant movements also appear at some other
times, many important and well known ones also seem to have occurred in bunched waves. The
late 1850s to the early 1870s witnessed not only the famous Tai Ping (1850-65) and lesser
known Nien (1852-68) rebellions in southern and northern China respectively, but also the
well known Indian Mutiny of 1857 "which was undoubtedly the most widespread peasant
revolt of the nineteenth century" (Mukherjee 1988:2115) and the 1859 Blue Mutiny or
Indigo Revolt in India. However, the 1860s and 1870s also saw important peasant movements
in Mexico at the time of Benito Juarez, the Brazilian Northeast, Colombia, and associated
with liberal reforms in response to export agriculture elsewhere in Latin and Central
America and the 1868 war in Cuba (Frank 1972), as well as in Algeria in 1871- 72, and
India again in 1875 and 1879.
The turn of the century witnessed a new wave of peasant movements in China, including
the Boxer rebellion, India, leading up to the Revolution in Mexico, Bolivia, again war in
Cuba in 1898, in Zimbabwe and the Boer War in South Africa, and in 1902 and 1905 in
Russia. The 1920s and early 1930s saw important peasant movements in Japan (1921-26
following earlier ones in 1916-18), China (1921,1925,1930s Long March), Philippines (1923
and 1926, 1931-35/38), Vietnam (1929), India (1922-24 and 1928), Mexico, Bolivia,
Brazilian Northeast, and throughout Central America and the Caribbean (Sandino in
Nicaragua, repression with 30,000 dead in El Salvador, Cuba, etc.). The decade following
World War II had the Telengana Rebellion (1946-51) and Tebhaga movement (1946-47) as well
as the movements related to partition in India, the Huk revolt in the Philippines, the
1952 peasant movements and revolution in Bolivia, Dien Bien Puh in Vietnam in 1954, and
the beginning in 1954 - after 80 years of relative quiet - of peasant and urban based
liberation movement in Algeria. The 1960s witnessed further notable peasant movements in
India (Naxalite), Philippines (NPA), Brazilian Northeast (Ligas Camponesas), and elsewhere
in Latin America.
These waves of peasant movements do, however, seem to coincide much more with
Kondratieff upturn times in the 1850s and 60s and reaching into the 1870s downturn; the
early 1900s and again the 1920s and early 30s; and the 1960s with some forerunners after
wartime booms. Most students (eg. Wolf 1968) of these movements have interpreted them as
peasant reactions to commercialization of agriculture in response to growing (often
foreign) market opportunities for large landowners. As the latter respond to these market
opportunities, they displace their tenant and neighboring independent peasants from
subsistence production on the land and thereby threaten their livelihood and security (as
Frank 1967 also observed). Moreover, these peasant movements are therefore often also
associated with anti-colonial liberation movements. Therefore, we should not be surprised
at such temporal correlations of Third World peasant and liberation movements first with
world economic Kondratieff upturns, which generate the conditions for them, and then with
the even sharper pain of subsequent crashes, which in turn constrain and threaten
commercial agriculture and landless agricultural laborers, as after 1873 and 1930.
There may be relations between the other social movements and hegemony or peasant
movements and nationalist anti- colonialism. However, the fact that social movements
coincide in time across countries with different and rising and falling hegemonical status
also leaves their possible relations less than clear. On the other hand, the de facto
relation and even alliance between some peasant and some national(ist) anti- colonial and
also anti-imperialist movements may be easier to establish.
To relate the "other" social movements to the "classical"
labor/class and national ones, we may also begin by looking at their respective timing.
The timing of strike waves, measured by adding up all their available data, has recently
been surveyed by Gattei (1989) for five core countries using Screpanti's and other data
and by Silver (1989) counting (New York Times and London Times) newspaper mentions of
strikes throughout the world. Both authors found marked upsurges and peaks of strikes in
the late 1840s and around 1870 (but by inference from the historical record prior to the
beginning of their data series) and in their own data after 1890, around 1920 (after World
War I), the late 1940s (after World War II), and Gattei but not Silver for the late 1960s.
Both authors try to relate their strike peaks to Kondratieffs, and Gattei remarks that his
peaks coincide with both upper and lower Kondratieff turning points. His argument that
they reflect increased turning point tensions is less convincing. We must consider that
some strike peaks come after wars (although Goldstein 1987 argues that these wars in turn
come at Kondratieff peaks). Also strikes occur mostly locally and sectorally (even if
Gattei adds them up internationally). Yet his Kondratieff dating refers to the world or at
least core economy and is not necessarily matched by all local, sectoral or national peaks
and troughs, which might be reflected by strikes.
Nonetheless, we can see some temporal overlaps between their strike peaks and our
"other" social movements, which we have plotted in a more rough and ready
fashion by decades in our Table 1. Our first upsurge of "other" social
movements, especially in the 1830s and 1840s, certainly coincides with the class (and also
national) movements of these same decades, culminating in the revolutionary and reform
movements of 1830-34 and 1847-52, centering on 1848. For the first ones for instance,
Goldstone (1991: 285-6) mentions revolutions or rebellions in England, France, Belgium,
Poland and Ireland. During the second period he lists "revolutions or serious
revolutionary crises" in France, Germany, Austria, Hungary, Bohemia, Switzerland and
Romania. Excepting in Prussia, "these nineteenth-century crises were full-fledged
cases of state breakdown" in which "social protest was absolutely central,"
certainly in France, but apparently also elsewhere.
The renewed upsurge of social movements at the turn of the century also begins with,
but continues after, the strike peak of the early 1890s. In our own century, social
movements again coincided in the time, but less so in strength and extension, with the
strikes after World War I, and again (if there was a strike peak) in and after the late
1960s. However, we did not find a marked upsurge of social movements other than peasant
movements around 1870. Now, a century later, the labor movement is weakening (and
nationalist movements are growing) during the present period of social movement upsurge.
Thus, the evidence seems to support Tarrow when he suggests -- and refers to detailed but
more nationally confined studies of his own on Italy and by Tilly on France --that labor
and "other" social movements rise and decline together.
It would be desirable to make such a comparison with possible waves of national
movements, but we lack a similar plotting for them. However, we can observe roughly that
national movements also increased in the 1840s, around 1870, around and of course during
the world war periods and again now. So national movements seems to have a rough
"coincidence" with the strike and other social movements. Moreover, the peasant
movements plotted in Table 2 probably contain components of both national and agricultural
labor movements in the Third World with some relation to both Kondratieffs (as noted
above) and other movements elsewhere.
On the other hand as mentioned above, the second author of this article now suggests
some differences and distinctions among social movements and their behavior within the K
and other economic cycles. Labor movements grow in Kondratieff A phases, when economic
expansion strengthens the number and bargaining power of workers [This correlation is
confirmed by the findings of Boll (1985), Screpanti (1987) and others, although for the
latter the social movements seem to drive the economic cycle. Moscoso (1991 and nd)
reviews and largely affirms these findings but seeks to qualify them somewhat]. Feminist
[but not all womens] movements also grow during or after the A phase sustains more
education and initially more employment of [primarily middle class] women, who then
promote feminist demands, albeit to some extent also when employment opportunities
commensurate with their education dry up. Peace movements respond to growing war clouds,
which tend to come near the end of the A phase of K cycles (Goldstein 1989).
The last part of the A phase for peasants, and the impoverishment at the beginning of
the B phase for them and for the urban poor, generates movements to defend economic
survival, which include many women but are not particularly feminist. Indeed, B phases
generate anti-feminist backlashes, especially during periods of unemployment, which are
accompanied by ideological ploys about "saving the family" and sending women
"back home, where they belong." [This was particularly flagrant under every
fascist regime in the 1930s, and it is becoming so once again under the
"post-Communist" regimes in Central and Eastern Europe today. However, various
forms of anti-feminist backlash and even "movements" are also in evidence today
in various countries of the industrial West]. The depth of economic crisis in turn
generates nationalist, racist, religious and other redemptionist movements, which offer
spiritual solace to the victims of this crisis, not incidentally also at the expense of
both women and feminism. [This generates some anti-racist and feminist defense movements
in response]. However, a recent survey was not able to establish any significant
correlation between church attendance and short cyclical recessions in the United States
(International Herald Tribune xx, 1992).
Thus, the evidence does seem to confirm Tarrow's (1991:49) above cited observation that
"cycles of protest also seem to arise across systems and economic sectors during the
same historical periods." Indeed, they do so even more than Tarrow probably expected,
since he confines his focus to social movements in industrial countries. Perhaps, however,
we should distinguish even more, using recent regional or sectoral experience as a guide.
Of late in the West, peace and womens movements have certainly abated, and the labor
movement has been notably weakened. As we write, the peace movements mostly shine by their
absence regarding the fighting in the former Jugoslavia and Soviet Union - not to mention
Somalia and other parts of the Third World - as they also mostly did during the 1990-91
crisis and war in the Gulf. Womens and feminist movements, if anything, have become rather
defensive against the abovementioned anti- feminist backlashes. The labor movement seems
altogether defenseless in the new recession, which began in 1989. Environmental movements
still survive more, although they seems not to mobilize people very much.
In the East, social protest movements blossomed at the end of the 1980s in response to
growing economic crisis; and they were instrumental in promoting changes in political
regime in various countries in 1989. However, then the economic crisis turned notably
worse for the population with growing unemployment and inflation [due in part to the
simultaneous recession in the West and the "marketization" and
"privatization" in the East itself] -- yet the earlier "human rights"
oriented social movements disappeared entirely and/or they were institutionalized in and
by the new "democratic" party politics. The previous official peace
"movements" disappeared with their regimes, of course. The non-official peace
movements have hardly survived either, however, despite the growing threats and actuality
of civil - and perhaps soon foreign - war. Some ecological movement has survived and grown
in some regions but abated in others, as the people's concern for their economic,
political and physical survival has become paramount. Instead, social protest is channeled
into a variety of nationalist, ethnic, and racist "movements," which balkanize
the Balkans and the former Soviet Union more than ever before and violate -- indeed deny -
all civil and civic rights and often that to life itself to "the enemy." Under
the circumstances, womens movements are hard to find.
In the Third World South, democratization also advanced in the late 1980s and early
1990s. However, so did the economic crisis; which continued to impoverish the people.
Their defensive movements of protest and for survival have also continued unabated and in
rural areas also take the form of ecological/environmental defense movement. The
participation and leadership of women in these defensive movements continues or still
increases. At the same time, there has been a marked growth of defensive and even
offensive movements among indigenous minorities. Similar movements also grew on previous
occasions at the same time as, or even in relation to, earlier peasant movements.
Apart from these "sectoral" movements however, the previously progressive
political content or direction of social movements seems to be turning rightward in many
countries. More liberal democratic institutions - or institutional democracy - is taking
the wind out of some movements' political protest. In Latin America right wing evangelical
fundamentalism is replacing more progressive community organization around the theology of
liberation and other popular currents in the Catholic Church. In South Asia, right wing
Hindu and Buddhist communalism and populism is capturing increasing popular allegiance. In
the Muslim world right wing fundamentalism is on the rise. At the same time, the economic
crisis continues and worsens and the liberal democratic and other regimes prove powerless
and/or incompetent even at minimal crisis management. Thus, in several regions and many
countries round the third world -- and now in the thirdworldized former "second"
world as well -- military takeovers threaten soon to replace the democratic regimes and
thereby also to alter the "political opportunity structure" for social protest
movements again.
It may be too early to say what these variated sectoral and regional manifestations of
social movement mean for this cycle, or how they fit into the historical pattern of social
movements cycles.
In any case, we still have not accounted for these cycles in and of social movements,
if indeed they are real cycles. Outstanding among the attempts to do so are, again, the
writings of Sidney Tarrow (1983, 1991, nd.), who pursues our 4th question above and seeks
to explain the cycles in and of protest movements themselves within their institutional
contexts. As time and his work progresses, so does his ability to explain and
persuade--but not yet quite satisfactorily. Moreover, his work concentrates rather
exclusively on the industrial West.
Tarrow, and following him also Brand (1987), tries to account for the mobilization and
especially the successes of social movements at some times and not at others on the basis
of changing "political opportunity structure(s) [POS]." Tarrow (1983) analyzes
and summarizes the latter in terms of changing openness and closure of social movements'
political access to power, the stability or instability of political alignments within
which social movements can operate, and their greater or lesser ability to find allies and
mobilize support groups beyond themselves. Tarrow (1991) adds emphasis on a fourth
"main component" of POS, political conflicts within and among elites, which also
strengthen the other three. His emphasis is more on life cycles within movements [our
first question] than cycles of movements [our second and third questions]. Although Tarrow
concentrates on the industrial countries, similar POS, and especially the opportunity for
popular protest movements to find allies among divided elites, have also been diagnosed by
for instance the authors of Power and Popular Protest. Latin American Social Movements
(Eckstein, Ed. 1989).
Following Mancour Olson (1965) it has been argued that at some times the
socio-political cost/benefit ratio of action, or at least its perception, pulls some
people off the fence and into movement. This kind of analysis also helps meet the
objections to the "volcanic eruption" explanations by partisans of rational
choice theory like Aya (1990), who argue that the analyst also has to account for when and
why individual decision makers chose to participate in eruptions of social movements or to
stay at home. Tarrow's "deconstruction" of why and when POS tilts the cost/
benefit ratio for individual decision makers and mobilizes people into social movements.
He helps explain when, how and why movements of very small minorities grow into bigger
minorities and some perhaps even into majorities, by which time they become
institutionalized and cease to be movements. Thus, Tarrow also helps explain or render
more plausible why different social movements or potential ones -- eg. in our Table 1 --
should experience the same increase of opportunities at the same time in the same society.
However, it is less explicative of why the life cycles in the resulting social
movements should coincide all the way up and down again. Moreover, POS does not explain
why there are recurrent cycles of social movements [our second and third questions]. It is
not clear why the permissive if not causative POS underlying these movements itself
increases and decreases in recurrent waves, not to mention in cycles that are self
generating or at least have otherwise endogenously generated turning points. That was our
fourth question, on which Tarrow concentrates his attention.
Extending this question internationally, POS fails even more to account for the
simultaneity of movement growth, not to mention decline, among several different
countries, which we also observe in Table 1. For Tarrow traces these four POS components
most essentially back to the ebb and flow of a particular country's political
institutions, within which he sees the generation of both the need and opportunity for
protest movement. Tarrow and Brand hardly consider, and even less answer, why and how this
institutional process, and therefore the SM cycle, might be the same from one country to
another. The common participation of different countries in a common Kondratieff cycle and
its influence on political institutions and policy across political boundaries could be
one such explanation in asnwer to our fifth question. However, Tarrow and Brand reject
that, and our evidence disconfirms it at least for the turn of the century A phase. That
is, unless we can accept Huber's argument that social movements increase in all
Kondratieff A phases, albeit in some with some delay, and in no B phases, which our data -
in part derived from him - also disconfirm.
What else then [returning to our fifth question], might account for simultaneous social
movements internationally? Jack Goldstone (1991) offered an explanation for Rebellions and
Revolutions in the Early Modern World. Goldstone examines state breakdowns and associated
social movements, which were simultaneously bunched at various periods in the 17th and
18th centuries in various countries of Europe, West Asia and East Asia. He also makes some
comparative excursions into 19th century crises in Qing China, Tokugawa/Mejii Restoration
Japan, and again the Ottoman Empire. "Any claim that such trends were produced solely
by unique local conditions is thoroughly undermined by the evidence" (p.462). His
conclusion is "that the periodic state breakdowns in Europe, China and the Middle
East from 1500 to 1800 were the result of a single basic process.... The main trend was
that population growth, in the context of relatively inflexible economic and social
structures, led to changes in prices, shifts in resources, and increasing social demands
with which the agrarian-bureaucratic states could not successfully cope" (p. 459).
Population growth was "exogenously" determined by rising and falling death [not
birth] rates; and it impinged on state finances, and generated greater inter-elite
conflicts and social protest movements, "thus producing worldwide waves of state
breakdown." In contrast, when population did not grow world wide, this process did
not occur. Goldstone (187 ff) notes that, The previously mentioned social movements,
rebellions and state breakdowns of the early 1830s and late 1840s occurred predominantly
in the more "traditional" regions of least industrial growth, where population
growth had impinged on the carrying capacity of the land. This socio-political unrest
occurred less in regions of greater industrial growth, which offered more possibilities to
absorb population growth. Per contra the Marxist thesis that stresses industrial
capitalist generated inter-class struggle, this regional pattern of social movements and
intra-class inter-elite struggle conforms more to demographic/structural crises.
Indeed, Goldstone also demonstrates that in each of the earlier cases he analyzes, the
important conflicts and struggles were among the existing and emerging elites, and not
between the "people" and them. "Factional conflict within the elites, over
access to office, patronage, and state policy, rather than conflict across classes, led to
state paralysis and state breakdown" (p. 461). Grass roots social movements from
below were supplementary in that they helped further destabilize an already unstable
state, if only by obliging it to spend already scarce resources to defend itself; and that
the popular movements favored the interests of some elite factions against others. "I
know of no popular rebellion that succeeded by itself without associated elite revolts or
elite leadership in creating institutional change" (p. 11).
Goldstone's discussion of social movements is also welcome for other reasons: He shows
[1] that they come and go in cycles of their own, and he relates them to wider
systemic/structural cycles; [2] that they display much variety and changeability, but they
share individual mobilization through a sense of morality and [in]justice and for survival
and identity; and [3] that none of this is new. By implication neither are our
contemporary "new" social movements. These observations correspond in reverse
order to the first three of the "Ten Theses on Social Movements" of Fuentes and
Frank (1989) and Frank and Fuentes (1990). Thus, we also welcome Goldstone's guidance for
the study of bottom up social movements, which have always been important but often
neglected actors in history, even if - or perhaps because - they often do not lead to
state breakdown.
However, Goldstone explicitly exempts more recent times from this
demographic/structural process and explanation. So, even if Goldstone's analysis of the
international process is correct for the early modern world -- and perhaps for the
medieval and ancient world (Frank 1992, Frank and Gills 1992), we are still and again left
without an explanation of social movement cycles in recent times.
Why then is it that in different countries and apparently circumstances these
structures of political opportunity increase(d) almost simultaneously in the second
quarter of the 19th century, at the turn of the century, and apparently again in our own
time, and why they decrease(d) in between? Indeed also, as Tarrow (nd:52) asks, "but
why does the cycle end? We know much more [but still not enough (AGF)] about the factors
that lead to social movement mobilization than those that produce their
demobilization."
So the main questions still remains without an answer, on economic and/or political
opportunity grounds, or otherwise. Tarrow only suggests as "a plausible
hypothesis" that the external opportunity structure becomes more important for
movement success towards the peak of the cycle. Here, however, he refers to the (peak of
the) movement cycle itself, and not the (external) economic or political cycle, even
though a couple of pages later he quotes Goldstone on the influence of economic and
political crisis on movement success. Finally, Tarrow also observes that a favorable
political opportunity structure is not sufficient for movement success, which is
notoriously difficult and controversial to define to begin with (Tarrow 1991 chapter VI,
Gamson 1975, Goldstone 1980).
This historical review of social movements leaves unresolved - -indeed unconsidered --
the question of whether their more or less synchronized ups and downs constitute or are
the result of a social movement cycle in and of itself [our third and fourth questions].
It has been argued that there are independent cycles of ideology (Sorokin, Sarkar),
American politics (Schlesinger Senior and Junior), and other aspects of social life. Brand
(1988 and personal correspondence) argues that social movements reflect
"discontinuous social change" in response to "cultural crises when the
cultural paradigm is eroding," which is specific to and differs from one socio-
cultural-political unit to another. However, these "cycles'" supposed
generational and other mechanisms of phase changes, recurrence, and self-perpetuation are
far from satisfying the criterion of sine wave like autogeneration of a true cycle.
Moreover, while these supposed ideational cycles may overlap here and there or now and
then with waves of social protest movements, it would be hard to demonstrate their
identity over history. Thus it would be hard to demonstrate that the ups and downs of
social movements coincide with, much less have their source in, an underlying ideational
cycle.
On the other hand, Andrew Jamieson argues that
Social movements have been the source of many important social innovations in the
development of science and technology, new ways to organize both the production, as well
as the dissemination of knowledge. Even more important perhaps, social movements have
altered the boundaries of the officially sanctioned institutions for knowledge production.
By bringing new concerns into the arena of public debate, social movements have provided
much of the basis for re-organization of the social institutions of knowledge
production....Could they perhaps even be a crucial ingredient in the eruption of Thomas
Kuhn's famous - or infamous - "scientific revolutions"?....Social movements can
be said to have a cosmological function, acting as "social carriers" for new
world-views or conceptions of man and nature (Jamieson 1988: 72,74).
Thus, Jamieson also examines some of the abovementioned bunched conceptual and
ideological developments, such as utopian socialism in the second quarter and
environmentalism in the last quarter of the 19th century, as manifestations of their
apparently cyclically arising social (movement) carriers. As to the possible existence of
some independent cyclical mechanism of auto generating phase change among social movements
themselves, we are not aware of any serious attempt to demonstrate any and certainly
cannot attempt any here.
* There are two tables that go with this manuscript which, as of 9/92, are not
available electronically. Gunder Frank hopes to be able to provide snail mail hard copies
to persons who would like the tables. Please send requests to agfrank@neu.edu (editor) |